Document Library:
Your Comprehensive Resource for Tocqueville Funds Information
This page provides investors, financial advisors, and interested parties with the essential resources needed to make informed decisions.
What You'll Find in the Document Library
Our Document Library is organized to ensure you can quickly find the information you need, including:
Fund Prospectuses:
Access detailed descriptions of our funds, including objectives, strategies, and associated risks.
Shareholder Reports:
Review comprehensive financial statements and performance summaries.
Fact Sheets:
Gain a quick overview of each fund’s key details, including performance data, portfolio holdings, and management strategies.
Additional Regulatory Documents:
Explore applications, forms, disclosures, tax information, and other regulatory filings to stay fully informed.
How to Navigate the Document Library
Finding the right document is simple:
Use the categorized sections to locate fund-specific materials and links to external sources for additional information.
Download PDF versions
for offline review.
Check back regularly
for updates and new filings.
Check back regularly for updates and new filings.
Why Use the Document Library?
Make Informed Decisions:
Understand our funds in detail, from investment strategies to performance metrics.
Access Regulatory Information:
View the latest regulatory filings and disclosures.
Manage Your Account:
Easily access forms for opening a new account or updating Investments to reflect recent life events.
Document Library
| Title | Summary | Categories | File Type | Link | hf:doc_categories |
|---|---|---|---|---|---|
| Prospectus | … | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Statement of Additional Information (SAI) | … | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Annual Shareholder TSR Report | … | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Annual Financial Statements and Additional Info | … | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Semi-Annual Report | … | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Tocqueville Fund Fact Sheet | … | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Form N-PX | Proxy Voting Record | Important Documents, Tocqueville Funds | important-documents tocqueville-funds-important-documents | ||
| Latest Quarterly Holdings | … | Important Documents, Holdings | important-documents holdings | ||
| Holdings Q1-2024 | … | Important Documents, Holdings | important-documents holdings | ||
| Holdings Q3-2024 | … | Important Documents, Holdings | important-documents holdings | ||
| First American Funds Prospectus | Prospectus for FAAXX and FAPXX, money market funds that can be used as sweep accounts in conjuction with investments in the Tocqueville Trust | Important Documents, Money Market Funds | important-documents money-market-funds | ||
| Regular Application (non-IRA) | New account application for individual, joint and UTMA (minor) accounts | Applications, Tocqueville Funds | applications tocqueville-funds | ||
| Entity Application (non-IRA) | New account application for corporate, partnership, LLC and other entity accounts | Applications, Tocqueville Funds | applications tocqueville-funds | ||
| IRA Application | New account application for IRA (traditional, roth, rollovers, SIMPLE) and SEP account | Applications, Tocqueville Funds | applications tocqueville-funds | ||
| IRA Transfer Form | Authorization form to transfer assets from an external account to a Tocqueville Trust account. If a new account, it must be accompanied by an IRA Application | Applications, Tocqueville Funds | applications tocqueville-funds | ||
| Coverdell Education Savings (CESA) Application | New account application for CESA accounts | Applications, Tocqueville Funds | applications tocqueville-funds | ||
| IRA & CESA Disclosures | Important disclosures regarding new IRA and CESA accounts | Applications, Tocqueville Funds | applications tocqueville-funds | ||
| Money Market Regular Application (non-IRA) | New account application for money market sweep accounts used in conjuction with new/existing Tocqueville Trust accounts | Applications, Money Market Funds | applications money-market-funds-applications | ||
| Money Market IRA Application | New IRA account application for money market sweep accounts used in conjuction with new/existing IRA Tocqueville Trust accounts | Applications, Money Market Funds | applications money-market-funds-applications | ||
| Money Market IRA Transfer Form | Authorization form to transfer assets from an external account to a Money Market fund account used in conjunction with Tocqueville Trust accounts | Applications, Money Market Funds | applications money-market-funds-applications | ||
| 2024 Distributions | … | Distribution & Tax, Distributions | distribution-tax distributions | ||
| 2023 Distributions | … | Distribution & Tax, Distributions | distribution-tax distributions | ||
| 2022 Distributions | … | Distribution & Tax, Distributions | distribution-tax distributions | ||
| 2022 Special Distribution (TOPPX) | Details on special dividend related to reorganization of TOPPX and TOCQX | Distribution & Tax, Distributions | distribution-tax distributions | ||
| 2021 Distributions | … | Distribution & Tax, Distributions | distribution-tax distributions | ||
| 2020 Distributions | … | Distribution & Tax, Distributions | distribution-tax distributions | ||
| Tax Guide | General guide to assist in filing taxes | Distribution & Tax, Tax | distribution-tax tax | ||
| 2022 Additional Tax Details | Supplemental information related to state taxes and US Govt Obligation derived dividends | Distribution & Tax, Tax | distribution-tax tax | ||
| 2021 Additional Tax Details | Supplemental information related to state taxes and US Govt Obligation derived dividends | Distribution & Tax, Tax | distribution-tax tax | ||
| Account Options Form | Form to change a variety of account options – bank info, capital gains/dividends, automatic investment plans, withdrawl plans and more | Shareholder Forms | shareholder-forms | ||
| Additional Invesments by Mail Form | Inserts to include with mailed-in checks deposits | Shareholder Forms | shareholder-forms | ||
| Attorney in Fact Certification | Authoriztion form for a Limited POA of an existing Tocqueville Trust account | Shareholder Forms | shareholder-forms | ||
| Beneficiary Designation Form | Form to designate primary and secondary beneficiaries for IRA and non-IRA accounts | Shareholder Forms | shareholder-forms | ||
| Beneficiary Payout Form | Form to request payout upon the death of a shareholder | Shareholder Forms, IRA | shareholder-forms ira | ||
| Certification of Beneficial Owners | Used for Entity (corporate, partnerships, etc) accounts | Shareholder Forms | shareholder-forms | ||
| Change of Address Form | … | Shareholder Forms | shareholder-forms | ||
| Change of Registration Form | Form to change the registration of non-IRA accounts (e.g. Indvidual to Joint, removing/adding owners, relinquishing UMTA/UGMA account to former minor, gifting shares) | Shareholder Forms | shareholder-forms | ||
| Checking Writing Request | Request for checkwriting privledges against an existing Tocqueville Trust account | Shareholder Forms | shareholder-forms | ||
| Cost Basis Election | Form to set initial Cost Basis Method or change a previously elected method for non-IRA accounts. | Shareholder Forms | shareholder-forms | ||
| IRA Distribution Request Form | Request distribution from an IRA/Qualified Plan account. Including premature distributions, conversions to Roth IRA, due to life events (divorce, death,etc), etc. | Shareholder Forms, IRA | shareholder-forms ira | ||
| Name Change Form | … | Shareholder Forms | shareholder-forms | ||
| Redemption Form (non-IRA) | Redemption/Withdrawl requests for existing non-IRA accounts | Shareholder Forms | shareholder-forms | ||
| Required Minimum Distribution Form | Form to request required minimum distribution which is required annually after the age determined by the IRS (currently 73) | Shareholder Forms, IRA | shareholder-forms ira | ||
| Reregistration and Redemption Options Form | Form to reregister a non-IRA account in the name of a new person upon the death of an account holder, Trustee(s) or Executor(s). | Shareholder Forms | shareholder-forms |
Invest with Confidence
At Tocqueville Funds, we prioritize transparency and accessibility.
Our Document Library equips you with the knowledge and resources necessary to confidently navigate your investment journey.
For additional assistance or to learn more about the Tocqueville Funds, visit our Contact Us page.